As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/10/2023
  • ALFACAPITALMARKETSLTD
A warning PDF of date 11/10/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/09/2023
  • ACTIVE PENSION INVESTMENT LTD
  • ACTIVE PENSION INVESTMENTS
  • API (CLONE)
A warning PDF of date 27/09/2023 (new window) CBI (IRLANDA) 
13/09/2023
  • AMOS LIMITED
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
06/09/2023
  • ALPHALUXSE
A warning PDF of date 06/09/2023 (new window) FCA (REINO UNIDO) 
23/08/2023
  • APEX FX INVESTMENT
A warning PDF of date 23/08/2023 (new window) FCA (REINO UNIDO) 
23/08/2023
  • ASTUTE BANK
A warning PDF of date 23/08/2023 (new window) FCA (REINO UNIDO) 
09/08/2023
  • ACTIVE FOREX TRADE / ACTIVEFOREXTRADE
A warning PDF of date 09/08/2023 (new window) FCA (REINO UNIDO) 
02/08/2023
  • AVIVA DIRECT IRELAND LTD (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE Y LA DIRECCIÓN DE LA FIRMA AUTORIZADA EN IRLANDA AVIVA DIRECT IRELAND LIMITED
02/08/2023
  • ADVANCE PERSONAL CREDIT LTD (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • ABRDN INVESTMENTS IRELAND LIMITED (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial A.