As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/08/2023
  • ALTPRO EXCHANGE WAY
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
26/07/2023
  • APEL FINANCIAL DISTRIBUTION (CLONE)
  • APEL FINANCIAL (CLONE)
A warning PDF of date 26/07/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA ALGUNOS DATOS COMO NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO PARA SUPLANTAR A LA ENTIDAD AUTORIZADA APEL FINANCIAL DISTRIBUTION SERVICES LIMITED.
26/07/2023
  • AXONIC ICAV (CLONE)
A warning PDF of date 26/07/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA EL MAIL INFO@AXONICICAV.COM , ACCOUNTS@AXONICICAV.COM PARA SUPLANTAR A LA ENTIDAD ORIGINAL
26/07/2023
  • AXICAPITALCFD.COM (CLONE)
  • AXICAPITALS.COM (CLONE)
A warning PDF of date 26/07/2023 (new window) HCMC (GRECIA)LOS DOMINIOS QUE APARECEN EN EL LISTADO NO GUARDAN RELACIÓN CON LA ENTIDAD DE NOMBRE VIE FINANCE AEPEY.
19/07/2023
  • ANUBIS LTD
A warning PDF of date 19/07/2023 (new window) FCA (REINO UNIDO) 
12/07/2023
  • ALGO-ROBOT.CO
  • ACTION-SURE.COM
A warning PDF of date 12/07/2023 (new window) AMF (FRANCIA) 
05/07/2023
  • AS-ADMINO
  • ASADMINO.BE
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
05/07/2023
  • ASSETALLIANCEINC.COM
A warning PDF of date 05/07/2023 (new window) FCA (REINO UNIDO) 
05/07/2023
  • ALKEN LUXEMBOURG S.A. (CLONE)
A warning PDF of date 05/07/2023 (new window) CSSF (LUXEMBURGO)EL SITIO WEB DE LA ENTIDAD ADVERTIDA UTILIZA, A EFECTOS FRAUDULENTOS, EL ANTIGUO NOMBRE (ALKEN LUXEMBOURG S.A.) DE LA ENTIDAD VIRMONT S.A.
21/06/2023
  • APPLE CREEK ACQUISITION CORP / APPCREEKACQCORP.COM
A warning PDF of date 21/06/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.