As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 71 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • ACE EU MARKETS
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON SOCIEDADES DEL ACE EUROPEAN GROUP OF COMPANIES, ALGUNAS DE LAS CUALES ESTÁN DEBIDAMENTE REGISTRADAS CON LA FSA.
10/08/2011
  • AC ALTERNATIVE
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • ALLENDALE FINANCIAL SERVICES LIMITED 1959
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
20/07/2011
  • AXA ROSENBERG INVESTMENT MANAGEMENT LTD
A warning PDF of date 20/07/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON LA ENTIDAD REGISTRADA EN LA FSA CON EL MISMO NOMBRE
20/07/2011
  • ATM CAPITAL
A warning PDF of date 20/07/2011 (new window) FSAN (NORUEGA) 
06/07/2011
  • AZ MARKETS
A warning PDF of date 06/07/2011 (new window) FSA (REINO UNIDO) 
22/06/2011
  • APEX HOLDINGS
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
22/06/2011
  • ATLANTIC INTERNATIONAL PARTNERSHIP
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
22/06/2011
  • ADAPTIS GROUP - INSURANCE BROKER & FINANCE SPRL
A warning PDF of date 22/06/2011 (new window) FSMA (BELGICA) 
08/06/2011
  • ASSET RESTORATION FACILITY
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.