As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 81 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/12/2007
  • ACKERMAN & GOLDHART
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
12/12/2007
  • ALLIED INTERNATIONAL INVESTMENT LIMITED
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
28/11/2007
  • AIM LAW ASSOCIATES
A warning PDF of date 28/11/2007 (new window) SFSA (SUECIA) 
31/10/2007
  • ARTEMIS FINANCIAL
A warning PDF of date 31/10/2007 (new window) FSAN (NORUEGA) 
12/09/2007
  • ARRAN FUNDING LIMITED
A warning PDF of date 12/09/2007 (new window) JFSC (JERSEY)SIN CONEXIÓN CON LA ENTIDAD LEGALMENTE ESTABLECIDA ARRAN FUNDING LIMITED GESTIONADA POR MOURANT.
18/07/2007
  • ALBERT T. MACARTHUR
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
18/07/2007
  • AMELIA TUIWAI
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
18/04/2007
  • ASHTON TRADING CORPORATION
A warning PDF of date 18/04/2007 (new window) NAFM (PAISES BAJOS) 
28/03/2007
  • AMERICAN FUTURES AND OPTIONS TRADING COMMISSION (AFOTC)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007
  • AMERICAN FUTURES AND OPTIONS EXCHANGE (AFOEX)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type unauthorised entities, By initial A.