As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 86 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2006
  • APS ONLINE BANKING
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • APS GROUP
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • APS BANK (SIC)
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • APS INTERNATIONAL BANK
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • APAC FINANCE LTD
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
11/05/2005
  • ALEXANDER ROTHKO ASSOCIATES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
11/05/2005
  • ADVANTAGE IEC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
27/04/2005
  • ASIA PACIFIC INTERNATIONAL INVESTMENT TRUST
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 
27/04/2005
  • ASIA PACIFIC HOLDINGS LTD
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 
27/04/2005
  • ASIA PACIFIC GROUP INVESTMENT INC
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial A.