As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 81 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2022
  • ACTION CORRETORA
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
11/12/2019
  • ACTIO S.A. / ACTIO PRÉVOYANCE
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 
13/07/2022
  • ACTARIS CAPITAL SA (CLONE)
A warning PDF of date 13/07/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD ESTABLECIDA EN LUXEMBURGO CON IDÉNTICA DENOMINACIÓN ACTARIS CAPITAL S.A.
04/01/2012
  • ACQUISITIONS 21 PTE. LTD.
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
16/09/2020
  • ACQUANTUM AG
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
28/06/2006
  • ACPM CONSUTLING GROUP
A warning PDF of date 28/06/2006 (new window) FMA (AUSTRIA) 
29/05/2019
  • ACM
A warning PDF of date 29/05/2019 (new window) CSSF (LUXEMBURGO) 
10/11/2022
  • ACLASSBANK / BELLEROPHON GROUP LTD
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 
12/12/2007
  • ACKERMAN & GOLDHART
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
04/03/2020
  • ACI CAPITAL
A warning PDF of date 04/03/2020 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial A.