Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 8 out of 91
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
02/08/2023 |
-
ADVANCE PERSONAL CREDIT LTD (CLONE)
|
| CBI (IRLANDA) | |
02/08/2023 |
-
AVIVA DIRECT IRELAND LTD (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE Y LA DIRECCIÓN DE LA FIRMA AUTORIZADA EN IRLANDA AVIVA DIRECT IRELAND LIMITED |
26/07/2023 |
-
APEL FINANCIAL DISTRIBUTION (CLONE)
-
APEL FINANCIAL (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA ALGUNOS DATOS COMO NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO PARA SUPLANTAR A LA ENTIDAD AUTORIZADA APEL FINANCIAL DISTRIBUTION SERVICES LIMITED. |
02/08/2023 |
-
ABRDN INVESTMENTS IRELAND LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA DEL MISMO NOMBRE |
27/09/2023 |
-
ACTIVE PENSION INVESTMENT LTD
-
ACTIVE PENSION INVESTMENTS
-
API (CLONE)
|
| CBI (IRLANDA) | |
08/11/2023 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) DIRECCIONES DE CORREO ELECTRÓNICO ACABADAS EN @AIB.IRISH Y @AIB-PRIVATE.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI ALLIED IRISH BANK. |
10/01/2024 |
-
AMBER CAPITAL INVESTMENT MANAGEMENT ICAV (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI AMBER CAPITAL INVESTMENT MANAGEMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
18/10/2023 |
-
AXA INVESTMENT MANAGERS IRELAND LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LAS DIRECCIONES DE CORREO ELECTRÓNICO COMPLIANCE@AXDUBIRELAND.COM ;
INFO@AXDUBIRELAND.COM;
ACCOUNTS@AXAIM-IRELAND.COM;
INFO@AXAIM-IRELAND.COM;
JARED-COOK@AXAIM-IRELAND.COM;
ACCOUNTS@AXDUBIRELAND.COM; Y
ACCOUNTS@AXAIMIRELAND.COM , HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE, DIRECCIÓN, LOGO Y NÚMERO DE REGISTRO, DE LA FIRMA AUTORIZADA POR EL CBI DEL MISMO NOMBRE AXA INVESTMENT MANAGERS IRELAND LIMITED, CON QUIEN NO GUARDA NINGUNA CONEXIÓN |
26/07/2023 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA EL MAIL INFO@AXONICICAV.COM , ACCOUNTS@AXONICICAV.COM PARA SUPLANTAR A LA ENTIDAD ORIGINAL |
16/05/2024 |
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities, By initial A.