As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 86 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/11/2014
  • CASTLEWOOD CORPORATE PARTNERS
A warning PDF of date 26/11/2014 (new window) FCA (REINO UNIDO) 
19/11/2014
  • CROWN GROUP FUNDS UCITS PLC (CLON)
A warning PDF of date 19/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
29/10/2014
  • CROWN CAPITAL MANAGEMENT
A warning PDF of date 29/10/2014 (new window) FCA (REINO UNIDO) 
29/10/2014
  • CAC INVEST
A warning PDF of date 29/10/2014 (new window) AMF (FRANCIA) 
17/09/2014
  • COMMODITIES LINKS
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
17/09/2014
  • CARRINGTON GROUP LLC
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
27/08/2014
  • CLIFTON CAPITAL PARTNERS LLC
A warning PDF of date 27/08/2014 (new window) SFSA (SUECIA) 
27/08/2014
  • CAPITAL MERGERS AND ACQUISITIONS
A warning PDF of date 27/08/2014 (new window) FCA (REINO UNIDO) 
27/08/2014
  • CITYSTATE CONSULTING CO.
A warning PDF of date 27/08/2014 (new window) EI_CBI (IRLANDA) 
27/08/2014
  • CHELESTRA LTD
A warning PDF of date 27/08/2014 (new window) CYSEC (CHIPRE) 

Consultation criteria: By type unauthorised entities, By initial C.