As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 87 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/07/2014
  • CLARION EQUITY MANAGEMENT
A warning PDF of date 16/07/2014 (new window) EI_CBI (IRLANDA) 
02/07/2014
  • CONNOR SIMMONS GROUP
A warning PDF of date 02/07/2014 (new window) EI_CBI (IRLANDA) 
18/06/2014
  • CMBS PORTFOLIO
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
18/06/2014
  • COMLIFE INVESTMENTS LTD
A warning PDF of date 18/06/2014 (new window) CYSEC (CHIPRE) 
18/06/2014
  • CHANGSHENG ASSOCIATES
A warning PDF of date 18/06/2014 (new window) FSMA (BELGICA) 
28/05/2014
  • CHEYNEY GROUP
A warning PDF of date 28/05/2014 (new window) SFSA (SUECIA) 
28/05/2014
  • CP BROKERS
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CP BROKERS SP. Z O.O.
28/05/2014
  • CHEYNEY GROUP
A warning PDF of date 28/05/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES.
21/05/2014
  • COMMITTEE OF REGULATION AND LIQUIDATION ON PRIVATE VENTURES
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
21/05/2014
  • CALTHERM CO. PRIVATE EQUITY LLC
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.