As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 88 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/04/2014
  • CLEARSKIES GROUP LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
23/04/2014
  • CENTURY DIRECT GROUP LTD.
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
23/04/2014
  • CAPITAL HILL GROUP
A warning PDF of date 23/04/2014 (new window) FSMA (BELGICA) 
02/04/2014
  • CFS PLC
A warning PDF of date 02/04/2014 (new window) FCA (REINO UNIDO) 
19/03/2014
  • CONCEPT FUND SOLUTIONS PLC
A warning PDF of date 19/03/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL FONDO DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADO
26/02/2014
  • CNB ACQUISITIONS INC
A warning PDF of date 26/02/2014 (new window) FCA (REINO UNIDO) 
26/02/2014
  • CHINA INTERNATIONAL CORPORATION CAPITAL LIMITED (CICC)
A warning PDF of date 26/02/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHINA INTERNATIONAL CORPORATION (UK) LTD.
12/02/2014
  • CHRISTIAN FISCHER
A warning PDF of date 12/02/2014 (new window) FMA (AUSTRIA) 
12/02/2014
  • CAPITAL TRUST MANAGEMENT
A warning PDF of date 12/02/2014 (new window) FMA (AUSTRIA) 
22/01/2014
  • CLAIRMONT CAPITAL PARTNERS
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.