As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 88 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/06/2014
  • COMLIFE INVESTMENTS LTD
A warning PDF of date 18/06/2014 (new window) CYSEC (CHIPRE) 
18/06/2014
  • CMBS PORTFOLIO
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
28/05/2014
  • CHEYNEY GROUP
A warning PDF of date 28/05/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES.
28/05/2014
  • CP BROKERS
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CP BROKERS SP. Z O.O.
28/05/2014
  • CHEYNEY GROUP
A warning PDF of date 28/05/2014 (new window) SFSA (SUECIA) 
21/05/2014
  • CALTHERM CO. PRIVATE EQUITY LLC
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
21/05/2014
  • COMMITTEE OF REGULATION AND LIQUIDATION ON PRIVATE VENTURES
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
23/04/2014
  • CAPITAL HILL GROUP
A warning PDF of date 23/04/2014 (new window) FSMA (BELGICA) 
23/04/2014
  • CENTURY DIRECT GROUP LTD.
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
23/04/2014
  • CLEARSKIES GROUP LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.