As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/09/2013
  • DIRECT MERGERS & ACQUISITIONS INC
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
21/03/2018
  • DENMAN-BRYS GROUP (CLON)
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
23/05/2018
  • DEW FINANCE SERVICES LIMITED (OPERANDO COMO DEW FINANCE)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
09/08/2017
  • DONALDS AND BRINKLEY
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
30/08/2017
  • DESERT FINANCE SERVICES LIMITED, OPERANDO COMO DESERT FINANCE (CLON)
A warning PDF of date 30/08/2017 (new window) FCA (REINO UNIDO) 
19/09/2018
  • DEBT CANCEL UK
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
05/02/2014
  • DANSKE CAPITAL (CLON DE UNA ENTIDAD AUTORIZADA)
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
12/12/2018
  • DIGITAL GOLD XCHANGE LIMITED
A warning PDF of date 12/12/2018 (new window) FCA (REINO UNIDO) 
17/10/2018
  • DEUTSCHE CAPITAL MANAGEMENT LTD (CLON)
A warning PDF of date 17/10/2018 (new window) FCA (REINO UNIDO) 
26/03/2014
  • DEVONSHIRE HOLDINGS
A warning PDF of date 26/03/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVONSHIRE ASSETS MANAGED FUND PLC

Consultation criteria: By type unauthorised entities, By initial D.