Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 15 out of 34
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
21/12/2022 |
|
| FCA (REINO UNIDO) | |
11/01/2023 |
|
| FCA (REINO UNIDO) | |
21/11/2012 |
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA |
05/06/2019 |
|
| FCA (REINO UNIDO) | |
15/02/2023 |
-
DEUTSCHE BANK AG (CLONE)
-
DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED (CLONE)
|
| CBI (IRLANDA) | LAS ENTIDADES ADVERTIDAS UTILIZAN INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA DEUTSCHE BANK AG Y DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED |
05/05/2020 |
-
DEUTSCHE BANK UK / DB UK (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE DEUTSCHE BANK AG |
17/10/2018 |
-
DEUTSCHE CAPITAL MANAGEMENT LTD (CLON)
|
| FCA (REINO UNIDO) | |
11/01/2023 |
|
| FMA (AUSTRIA) | |
11/11/2020 |
-
DEUTSCHE INVESTMENT LOANS (CLON) / DEUTSCHE FINANCIAL INVESTMENT (CLON)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN DEUTSCHE BANK LUXEMBOURG S.A. |
08/05/2013 |
-
DEVERE & PARTNERS UK LIMITED / DEVERE LTD
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVERE & PARTNERS (UK) LIMITED |
Consultation criteria: By type unauthorised entities, By initial D.