As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/04/2013
  • DEAN WITTER CONSULTANCY (USA)
A warning PDF of date 10/04/2013 (new window) EI_CBI (IRLANDA) 
26/02/2014
  • DFM ASSET MANAGEMENT
A warning PDF of date 26/02/2014 (new window) DFSA (DINAMARCA) 
03/03/2010
  • DAI-ICHI SECURITIES
A warning PDF of date 03/03/2010 (new window) DFSA (DINAMARCA) 
15/03/2006
  • DELTA IMT
A warning PDF of date 15/03/2006 (new window) DFSA (DINAMARCA) 
24/08/2016
  • DEN DANSKE METODE
A warning PDF of date 24/08/2016 (new window) DFSA (DINAMARCA) 
13/06/2012
  • DECKER INVESTORS CORPORATION
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
16/09/2009
  • DAVENPORT CHADWICK & CO. LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
20/03/2024
  • DNB LUXEMBOURG S.A. (CLONE)
A warning PDF of date 20/03/2024 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS, QUE USAN DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@CONTACT-DNB.COM , ESTÁN SUPLANTANDO DE MANERA FRAUDULENTA A LA ENTIDAD DNB LUXEMBOURG S.A., CON QUIEN NO GUARDAN NINGUNA RELACIÓN.
03/04/2024
  • DINAMIK S.A. (CLONE)
A warning PDF of date 03/04/2024 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS, USANDO LA DIRECCIÓN DE CORREO ELECTRÓNICO BONNAFE.FINANCIAL.CFEB@GMAIL.COM , ESTÁN UTILIZANDO DE MANERA FRAUDULENTA EL ANTIGUO NOMBRE DE LA ENTIDAD DINAMIK S.A., CON QUIEN NO GUARDAN RELACIÓN, Y OFRECEN PRÉSTAMOS BAJO EL NOMBRE “COFIBOL”.
24/08/2022
  • DAUGAVA FINANCE SA (CLONE)
A warning PDF of date 24/08/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO DAUGAVA FINANCE S.A.

Consultation criteria: By type unauthorised entities, By initial D.