As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 27 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/09/2017
  • DBL ASSET MANAGEMENT S.A.
A warning PDF of date 20/09/2017 (new window) CSSF (LUXEMBURGO) 
29/09/2021
  • DEMERGON FUND (CLONE)
A warning PDF of date 29/09/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO CON SIMILAR DENOMINACIÓN DEMERGON FUNDS
10/03/2021
  • DAXKAPITAL
A warning PDF of date 10/03/2021 (new window) CSSF (LUXEMBURGO) 
08/09/2021
  • DJE INVESTMENT (CLONE)
A warning PDF of date 08/09/2021 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE QUE NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EN LUXEMBURGO DJE INVESTMENT S.A.
05/08/2020
  • DUNHILL WEALTH ADVISORY
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO) 
11/11/2020
  • DEUTSCHE INVESTMENT LOANS (CLON) / DEUTSCHE FINANCIAL INVESTMENT (CLON)
A warning PDF of date 11/11/2020 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN DEUTSCHE BANK LUXEMBOURG S.A.
08/03/2017
  • DIREKT FINANZ AG
A warning PDF of date 08/03/2017 (new window) CSSF (LUXEMBURGO) 
29/09/2021
  • DB OMEGA
A warning PDF of date 29/09/2021 (new window) CSSF (LUXEMBURGO) 
30/08/2023
  • DMA.GD-ACCESPRIVE.COM (CLONE)
A warning PDF of date 30/08/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA INTENTA SUPLANTAR LA IDENTIDAD DE LA ENTIDAD DE LUXEMBURGO LBR INVESTMENTS S.À R.L., CON QUIEN NO GUARDA NINGUNA RELACIÓN.
22/02/2023
  • DIGITALCURRENCY EXCHANGE
A warning PDF of date 22/02/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial D.