As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 30 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/09/2020
  • DUNN & BURCHILL
A warning PDF of date 16/09/2020 (new window) FSMA (BELGICA) 
15/11/2023
  • DIRECT KREDIET
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 
08/02/2012
  • DI-LA ET THALIA ASSURANCES
A warning PDF of date 08/02/2012 (new window) FSMA (BELGICA) 
03/07/2024
  • DEXIA FINANCE
A warning PDF of date 03/07/2024 (new window) FSMA (BELGICA) 
14/08/2013
  • DENKO GROUP
  • DAVIS MAYER GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
11/11/2020
  • DRINGENDE LENING
A warning PDF of date 11/11/2020 (new window) FSMA (BELGICA) 
12/02/2020
  • DUXA CAPITAL
A warning PDF of date 12/02/2020 (new window) FSMA (BELGICA) 
07/06/2023
  • DBSINVESTING
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
14/08/2013
  • DENKO GROUP
  • DAVIS MAYER GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
24/08/2016
  • DFM SERVICES LIMITED
A warning PDF of date 24/08/2016 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES

Consultation criteria: By type unauthorised entities, By initial D.