As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 32 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/05/2006
  • DTZ INVESTMENT GROUP & FINANCIAL SECURITIES
A warning PDF of date 17/05/2006 (new window) FSC (ISLA DE MAN) 
10/05/2006
  • DELTA TRADE FINANCIAL GROUP
A warning PDF of date 10/05/2006 (new window) SFSA (SUECIA) 
19/04/2006
  • DTZ INVESTMENT GROUP & FINANCIAL SECURITIES
A warning PDF of date 19/04/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • DELTA TRUST
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • DELTA TRUST BANK
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
15/03/2006
  • DELTA IMT
A warning PDF of date 15/03/2006 (new window) DFSA (DINAMARCA) 
08/03/2006
  • DR MECHEE KINGS
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • DR DONALD EEZEH
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • DONAVAN & YUNG PARTNERS
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
28/12/2005
  • DELTA IMT
A warning PDF of date 28/12/2005 (new window) NAFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities, By initial D.