As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2010
  • DIGITS FINANCIAL HONG KONG COMPANY
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
08/02/2012
  • DI-LA ET THALIA ASSURANCES
A warning PDF of date 08/02/2012 (new window) FSMA (BELGICA) 
03/04/2024
  • DINAMIK S.A. (CLONE)
A warning PDF of date 03/04/2024 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS, USANDO LA DIRECCIÓN DE CORREO ELECTRÓNICO BONNAFE.FINANCIAL.CFEB@GMAIL.COM , ESTÁN UTILIZANDO DE MANERA FRAUDULENTA EL ANTIGUO NOMBRE DE LA ENTIDAD DINAMIK S.A., CON QUIEN NO GUARDAN RELACIÓN, Y OFRECEN PRÉSTAMOS BAJO EL NOMBRE “COFIBOL”.
16/09/2020
  • DINENGO PARTNERS LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
06/04/2022
  • DIP EXELIO LLC
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
09/05/2012
  • DIRECT BROKERS INVEST / DB INVEST
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DB INVEST LIMITED
31/10/2012
  • DIRECT CAPITAL CONNECTION
A warning PDF of date 31/10/2012 (new window) FSAN (NORUEGA) 
21/10/2009
  • DIRECT EURO CREDIT
A warning PDF of date 21/10/2009 (new window) FMA (AUSTRIA) 
15/01/2020
  • DIRECT FIXED INCOME
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/11/2023
  • DIRECT KREDIET
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial D.