As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2008
  • DAVIS MAYER GROUP
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
26/11/2008
  • DAVIS MAYER GROUP
A warning PDF of date 26/11/2008 (new window) FMA (AUSTRIA) 
23/04/2014
  • DAVIS WARD & BECK PARTNERS LLC
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
21/04/2021
  • DAVY BONDS (CLONE)
A warning PDF of date 21/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA J & E DAVY.
10/07/2024
  • DAVY SELECT PRIVATE (CLONE)
A warning PDF of date 10/07/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE OPERA CON DIRECCIONES DE CORREO ELECTRÓNICO QUE SIGUEN LA ESTRUCTURA STUFF.NOMBRE@DAVYSELECT-PRIVATE.COM, STUFF.NOMBRE@DAVY.HOLDINGS, STAFF.NOMBRE@DAVY.BOND Y CON LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@DAVY.EU.COM, HA CLONADO DATOS (COMO EL NOMBRE O LA DIRECCIÓN DE REGISTRO) DE LA ENTIDAD AUTORIZADA POR EL BANCO CENTRAL DE IRLANDA J&E DAVY.
05/10/2022
  • DAVYFINANCIAL (NOMBRE COMERCIAL DE DAVY LTD) (CLONE)
A warning PDF of date 05/10/2022 (new window) CBI (IRLANDA) 
18/07/2012
  • DAWSON & CRANE INC.
A warning PDF of date 18/07/2012 (new window) FMA (AUSTRIA) 
10/03/2010
  • DAWSON & FIELDING INC.
A warning PDF of date 10/03/2010 (new window) SFSA (SUECIA) 
19/05/2010
  • DAWSON & FIELDING INC.
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
21/10/2009
  • DAWSON AND RAYMOND M & A
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial D.