As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 64 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/06/2012
  • FCV BROKER
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA F.C.V. BROKER SRL
04/04/2012
  • FIRST SWISS
A warning PDF of date 04/04/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • FAXTOR SECURITIES
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA IMC ASSET MANAGEMENT BV (ANTES DENOMINADA FAXTOR SECURITIES BV)
22/08/2012
  • FRANKFURT CAPITAL GROUP
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
29/06/2011
  • FIRST INC LIMITED
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
12/05/2003
  • FIELDING CLIFFORD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
22/10/2008
  • FINANCIAL INVESTMENT SOLUTIONS
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • FLEETWOOD ASSOCIATES
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
24/05/2002
  • FIELDING CLIFFORD
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
12/05/2003
  • FIRST COLONIAL TRUST
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.