As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 69 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2012
  • FAXTOR SECURITIES
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA IMC ASSET MANAGEMENT BV (ANTES DENOMINADA FAXTOR SECURITIES BV)
27/06/2012
  • FCV BROKER
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA F.C.V. BROKER SRL
06/06/2012
  • FLAATEN INVEST AS
A warning PDF of date 06/06/2012 (new window) FSAN (NORUEGA) 
06/06/2012
  • FINANCIAL CONSULTING WORLD LTD.
A warning PDF of date 06/06/2012 (new window) FMA (AUSTRIA) 
11/04/2012
  • FRANKLIN RANKIN LLC
A warning PDF of date 11/04/2012 (new window) SFSA (SUECIA) 
04/04/2012
  • FIRST SWISS
A warning PDF of date 04/04/2012 (new window) FSA (REINO UNIDO) 
29/02/2012
  • FOCUS POINT CAPITAL
A warning PDF of date 29/02/2012 (new window) FSMA (BELGICA) 
15/02/2012
  • FRANDISTRANS GROUP
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
15/02/2012
  • FERRELL & ASSOCIATES
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
08/02/2012
  • FRANZ WATERMANN AG
A warning PDF of date 08/02/2012 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial F.