As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 17 out of 341
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/10/2021
  • HENVER FINANCE
  • HTTPS://HENVERFINANCE.COM/
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
03/02/2021
  • HEPBURN INVESTMENT
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
11/03/2020
  • HERALD INVESTMENT TRUST (CLON)
A warning PDF of date 11/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERALD INVESTMENT TRUST PLC
03/07/2019
  • HERDOS
  • HTTPS://HERDOS.COM
A warning PDF of date 03/07/2019 (new window) CONSOB (ITALIA) 
13/02/2019
  • HERITAGE ACQUISITIONS
A warning PDF of date 13/02/2019 (new window) FCA (REINO UNIDO) 
28/03/2018
  • HERITAGE CAPITAL (CLON)
  • HTTPS://HERITAGE-CAPHS.NET/
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
16/03/2005
  • HERITAGE FINANCIAL INC.
A warning PDF of date 16/03/2005 (new window) SFSA (SUECIA) 
11/04/2012
  • HERITAGE INVESTMENT MANAGEMENT
A warning PDF of date 11/04/2012 (new window) SFSA (SUECIA) 
22/09/2004
  • HERITAGE NATIONAL ASSET MANAGEMENT
A warning PDF of date 22/09/2004 (new window) FSC (ISLA DE MAN) 
22/09/2004
  • HERITAGE NATIONAL BANK
A warning PDF of date 22/09/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial H.