As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 337 out of 341
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/01/2008
  • HANNOVER HOLDINGS
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
03/10/2012
  • HANNOVER & ROTHCHILD CONSULTANCY
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
09/05/2012
  • HANNOVER & ROTHCHILD CONSULTANCY
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
31/08/2011
  • HANGLUNG GROUP
A warning PDF of date 31/08/2011 (new window) FMA (AUSTRIA) 
26/09/2012
  • HANG SENG BANK/LEIGHTON INTERNATIONAL
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 
23/10/2019
  • HANDELFX LTD
A warning PDF of date 23/10/2019 (new window) FMA (AUSTRIA) 
11/11/2020
  • HANABISHI PARTNERS LTD
  • HTTPS://INVESTACTIVE.IO
  • HTTPS://INVESTACTIVE.CC
  • HTTPS://STATUS.INVESTACTIVE.CC
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/11/2018
  • HANA SHIZOKUA TRADING
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
10/12/2008
  • HAMPSHIRE CONSULTANTS LLC
  • HTTP://HAMPSHIRECONSULTANTSLLC.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
08/02/2012
  • HAMMOND GLOBAL SOLUTIONS LLC
A warning PDF of date 08/02/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.