As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 338 out of 341
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/07/2006
  • HBSOC PLC
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
12/07/2006
  • HARRINGTON HOLDINGS, INC.
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
28/06/2006
  • HAMILTON PIERCE
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
14/06/2006
  • HTTP://WWW.USL1BANK.COM/ABOUTUS.ASP
A warning PDF of date 14/06/2006 (new window) SFSA (SUECIA) 
26/04/2006
  • HCG INTERNATIONAL
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/04/2006
  • HERITAGE MERGERS & ACQUISITIONS LTD.
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
08/02/2006
  • HIRSHALL GROUP
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
25/01/2006
  • HAMILTON, GARDINER & ASSOCIATES
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
30/11/2005
  • HC CONSULTANTS SL.
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • HYDROGAIN TECHNOLOGIES INC
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.