As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 175 out of 340
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/03/2020
  • HORIZON-ASSET.LTD (CLON)
  • HTTPS://HORIZON-ASSET.LTD/
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA HORIZON ASSET LLP
11/03/2020
  • HERALD INVESTMENT TRUST (CLON)
A warning PDF of date 11/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERALD INVESTMENT TRUST PLC
17/04/2013
  • H TAFT PRIVATE EQUITY
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
31/03/2020
  • HTTPS://LIBRA-SERVICE.COM/
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
25/03/2020
  • HTTPS://REINERJAHN.DE/
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
04/03/2020
  • HTTPS://ONLINECURRENCY.CLUB/
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO) 
05/02/2020
  • HAMILTON FE
  • HAMILTONFE
  • HTTP://WWW.HAMILTONFE.COM/
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
05/02/2020
  • HTTP://WWW.FIRSTRECOVERY.LTD/
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
05/02/2020
  • HTTPS://EOS-MARKET.CO
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020
  • HTTPS://TRITON-ONLINE.COM/
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON LA ENTIDAD TRITON INVESTMENTS ADVISERS LLP

Consultation criteria: By type unauthorised entities, By initial H.