Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 4 out of 13
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
26/11/2008 |
-
JAMES B. CLARKE ET CO. LTD
|
| GFSC (GIBRALTAR) | ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES |
14/01/2009 |
-
JAMES B. CLARKE ET CO. LTD
|
| FSA (REINO UNIDO) | |
10/09/2014 |
|
| CSSF (LUXEMBURGO) | |
12/12/2018 |
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JAMES HAMBROS (CLON)
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JAMESHAMBROS.COM
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JAMESHAMBROS.CO.UK
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JHAMBRO.COM
-
JAMESHAMBROS.UK.COM
|
| FCA (REINO UNIDO) | |
30/07/2008 |
|
| FSC (ISLA DE MAN) | |
07/12/2005 |
|
| AMF (FRANCIA) | |
08/07/2020 |
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JAMIE SHEPHERD / JAMIE.TRADESFX / JAMIE.FBA
|
| FCA (REINO UNIDO) | CUENTAS DE INSTAGRAM:@JAMIE.TRADESFX , @JAMIE.FBA |
23/05/2018 |
-
JANA HUDIKOVA ASSET MANAGEMENT (CLON)
|
| FCA (REINO UNIDO) | |
04/03/2015 |
|
| CYSEC (CHIPRE) | |
11/05/2005 |
-
JARDINE WINDSOR ASSET MANAGEMENT
|
| FSA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial J.