As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/04/2010
  • JORDAN & COLE INVESTMENTS LTD
A warning PDF of date 28/04/2010 (new window) IFSRA (IRLANDA) 
05/05/2010
  • JAM CAPITAL
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 
05/05/2010
  • JESUP & LAMONT
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 
02/06/2010
  • JOSEPH COOKE LTD.
A warning PDF of date 02/06/2010 (new window) SFSA (SUECIA) 
07/07/2010
  • JOHNSON MIRCH
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
16/02/2011
  • JOHN WINDSOR AND ASSOCIATES
A warning PDF of date 16/02/2011 (new window) FSA (REINO UNIDO) 
16/02/2011
  • JACOBSON GROUP
A warning PDF of date 16/02/2011 (new window) FSA (REINO UNIDO) 
13/04/2011
  • JSM FINANCIAL
A warning PDF of date 13/04/2011 (new window) FMA (AUSTRIA) 
20/04/2011
  • JEFFERSON BROOKES
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
15/06/2011
  • JLS CAPITAL GROUP
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial J.