As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/07/2017
  • JOSEF FRANK GLOBAL, OPERANDO COMO JF GLOBAL (CLON)
A warning PDF of date 12/07/2017 (new window) FCA (REINO UNIDO) 
23/05/2018
  • JANA HUDIKOVA ASSET MANAGEMENT (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
17/09/2014
  • JACOB JOHNSON CONSULTANCY
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
18/04/2018
  • JUPITER FUND MANAGEMENT (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
04/09/2013
  • JORDAN PARKINSON GROUP
A warning PDF of date 04/09/2013 (new window) FCA (REINO UNIDO) 
17/05/2017
  • JW GLOBAL (CLON)
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
02/09/2015
  • JC STERLING & ROTH
A warning PDF of date 02/09/2015 (new window) FCA (REINO UNIDO) 
25/02/2015
  • JOSEF LANG CAPITAL MANAGEMENT (CLON)
A warning PDF of date 25/02/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
16/09/2015
  • JEFFERSON PHILIPS
A warning PDF of date 16/09/2015 (new window) FCA (REINO UNIDO) 
16/12/2015
  • JJ BAUER ASSET MANAGEMENT / JJ BAUER EQUITY RESEARCH (CLON)
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities, By initial J.