As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/11/2020
  • JACOB & GRUNFELD (CLON)
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA JACOB GRUNFELD
05/08/2020
  • JORDAN PETER HEYWARD (OPERANDO COMO @TRADEWITHJORDANFX) / HEYWARD MARKETING LTD / SIGNIFX
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
23/09/2020
  • JUNO FINANCE & LEASING LTD
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
31/07/2019
  • J.F. GLOBAL ADVISORS / JURGEN FLEISCHMANN GLOBAL ADVISORS (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA JURGEN FLEISCHMANN
06/03/2019
  • JT CAPITAL MARKETS
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
12/12/2018
  • JAMES HAMBROS (CLON)
  • JAMESHAMBROS.COM
  • JAMESHAMBROS.CO.UK
  • JHAMBRO.COM
  • JAMESHAMBROS.UK.COM
A warning PDF of date 12/12/2018 (new window) FCA (REINO UNIDO) 
03/10/2018
  • JOSEF-ZEMAN FINANCIAL SOLUTIONS (CLON)
A warning PDF of date 03/10/2018 (new window) FCA (REINO UNIDO) 
26/06/2019
  • J.P. MORGAN CHASE & CO. (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • JP MORGAN (OPERANDO COMO ZURICH CAPITAL MANAGEMENT)(CLON)
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
24/07/2019
  • JAMES AND JENKINS CONSULTING GROUP
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial J.