As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/02/2021
  • KNIGHT BONDS
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
03/02/2021
  • KASIMAYARI GROUP
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
23/12/2020
  • KONSTOS MARKETS LTD
A warning PDF of date 23/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/12/2020
  • KIQIWK HOLDINGS INTL LIMITED
A warning PDF of date 16/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/11/2020
  • KREDIET S.A.
A warning PDF of date 11/11/2020 (new window) FSMA (BELGICA) 
04/11/2020
  • KURPRINZ CAPITAL SARL-S
A warning PDF of date 04/11/2020 (new window) CSSF (LUXEMBURGO) 
04/11/2020
  • KOLUSHA OU / FMR INTERNATIONAL OU (“BARONS VC”)
A warning PDF of date 04/11/2020 (new window) FMA (AUSTRIA) 
04/11/2020
  • KM ASSET HOLDINGS
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • KUVERA GLOBAL
A warning PDF of date 21/10/2020 (new window) CMVM (PORTUGAL) 
07/10/2020
  • KRISIMARK LTD
A warning PDF of date 07/10/2020 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial K.