As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 34 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2012
  • LAKEPOINTE CAPITAL ADVISORS
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
05/07/2023
  • LEGAL COMPAGNY
  • LEGAL-COMPAGNY.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
29/03/2017
  • LONDON GLOBAL MARKETS
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
14/12/2011
  • LONGWOOD TRADING
A warning PDF of date 14/12/2011 (new window) FSMA (BELGICA) 
19/04/2017
  • LEXUS GROUP / MCA ADVISORS / RAEAT HOLDINGS LIMITED
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
18/12/2019
  • LOAN EXPRESS
A warning PDF of date 18/12/2019 (new window) FSMA (BELGICA) 
20/04/2011
  • LOYAL BANK LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
15/02/2023
  • LUXURY CAPITALS
A warning PDF of date 15/02/2023 (new window) HCMC (GRECIA) 
29/09/2021
  • LONGBOW PARTNERS LLC
A warning PDF of date 29/09/2021 (new window) HCMC (GRECIA) 
28/01/2009
  • LONG TERM FINANCIAL LTD.
A warning PDF of date 28/01/2009 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial L.