As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 42 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2016
  • MONEX BMO SECURITIES
A warning PDF of date 10/11/2016 (new window) AFM (PAISES BAJOS) 
02/11/2016
  • MY MONEY SOLUTIONS
A warning PDF of date 02/11/2016 (new window) FCA (REINO UNIDO) 
02/11/2016
  • MXTRADE - GRIZZLY LIMITED
A warning PDF of date 02/11/2016 (new window) MFSA (MALTA) 
26/10/2016
  • MILLIONET INVESTMENT MANAGEMENT LIMITED
A warning PDF of date 26/10/2016 (new window) CSSF (LUXEMBURGO) 
19/10/2016
  • MARSHALL ADVANCED INNOVATION LTD / JOSHUA CONSULTING LTD
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
13/10/2016
  • MORGAN STANLEY / MORGAN STANLEY & CO LTD (CLON)
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
22/06/2016
  • MIZUHO CORPORATE GLOBAL
A warning PDF of date 22/06/2016 (new window) SFSA (SUECIA) 
08/06/2016
  • MFG INVESTMENTS (CLON)
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
25/05/2016
  • MITSUI CREDIT GLOBAL (OR MITSUI CREDITS)
  • MING FU (HK) INDUSTRIAL LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
18/05/2016
  • MARTIN PRANZ (CLON)
A warning PDF of date 18/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial M.