As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 52 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/08/2019
  • MONDRIAN INVESTMENT PARTNERS LIMITED (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
15/10/2008
  • MONEDA MANAGEMENT LLC
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
11/12/2019
  • MONEO INVEST (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
07/04/2010
  • MONETARY AUTHORITY OF CHINA
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
23/05/2018
  • MONEVO LOANS (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
10/11/2016
  • MONEX BMO SECURITIES
A warning PDF of date 10/11/2016 (new window) AFM (PAISES BAJOS) 
15/02/2017
  • MONEX FINANCIAL / MONEX BMO SECURITIES / SYMANDO CORPORATION LIMITED / DFAN LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
05/08/2020
  • MONEY AND DEBT CONSULTANCY
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
28/06/2023
  • MONEY FINANCE LLC OPERANDO COMO ROUND FINANCE
A warning PDF of date 28/06/2023 (new window) CBI (IRLANDA) 
18/12/2019
  • MONEY ID LOANS LTD (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities, By initial M.