As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/02/2023
  • ONEX CORPORATION / CANOODLE SOLUTIONS LTD
A warning PDF of date 08/02/2023 (new window) FMA (AUSTRIA)LA FMA ADVIERTE QUE PUEDE HABER RIESGO DE CONFUSIÓN CON UNA ENTIDAD REGISTRADA
08/02/2023
  • OCTAMARKETSTRADING
A warning PDF of date 08/02/2023 (new window) FCA (REINO UNIDO) 
01/02/2023
  • OCTEXTRADE
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
01/02/2023
  • O3FX CAPITAL
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
11/01/2023
  • OOREKA INTER
A warning PDF of date 11/01/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA OFRECE AL PÚBLICO SERVICIOS BANCARIOS DE FORMA ONLINE COMO PRÉSTAMOS
14/12/2022
  • OPTIMIZEFUNDS
A warning PDF of date 14/12/2022 (new window) HCMC (GRECIA) 
30/11/2022
  • ORION GLOBAL INVESTMENT
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
16/11/2022
  • OREA CAPITAL S.A. (CLONE)
A warning PDF of date 16/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE PERSONAS UTILIZANDO INDEBIDAMNETE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO OREA CAPITAL S.A. PARA OFRECER SERVICIOS DE INVERSIÓN.
10/11/2022
  • ONECAPITALINVEST.CO
A warning PDF of date 10/11/2022 (new window) CYSEC (CHIPRE) 
19/10/2022
  • ONEFX TRADE
A warning PDF of date 19/10/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.