As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2024
  • PHILOS PARTNERS INVESTOR SERVICES LIMITED (CLONE)
A warning PDF of date 16/05/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO ACCOUNTS@PHILOSOS.COM HA CLONADO PARTE DEL NOMBRE DE LA ENTIDAD LEGÍTIMA PHILOS ALTERNATIVE EDGE FUNDS PLC, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
08/05/2024
  • PIMCO ASSET MANAGEMENT DAC (CLONE)
A warning PDF of date 08/05/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LAS DIRECCIONES DE CORREO ELECTRÓNICO ADMIN@PIMCOPRIVATEWEALTH.COM, ADMIN@PIMCOGLOBALADVISORS.COM ADMIN@PIMCOPRIVATECLIENTS.COM , HA CLONADO LOS DETALLES DE LA ENTIDAD REGISTRADA EN IRLANDA PIMCO GLOBAL ADVISORS (IRELAND) LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
10/04/2024
  • PANDA-LIFE130.COM
A warning PDF of date 10/04/2024 (new window) AMF (FRANCIA) 
20/03/2024
  • PARALLEL INVESTMENT
  • PRIMEFINANX
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
28/02/2024
  • PREMIUM CAPITALS
A warning PDF of date 28/02/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/02/2024
  • PROMARKET
A warning PDF of date 21/02/2024 (new window) FSMA (BELGICA) 
21/02/2024
  • PROFESSOR PIPS
A warning PDF of date 21/02/2024 (new window) FSMA (BELGICA) 
17/01/2024
  • PLATFORM.GAINFULMARKETS-TECH.COM
A warning PDF of date 17/01/2024 (new window) AMF (FRANCIA) 
10/01/2024
  • PORTFOLIO INVESTMENT ICAV (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI PORTFOLIO INVESTMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
10/01/2024
  • PREMIUM FUNDS MANAGEMENT LTD
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial P.