Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 4 out of 7
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
07/04/2020 |
|
| CSSF (LUXEMBURGO) | NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA QUALION FINANCE S.A. |
19/02/2020 |
|
| CSSF (LUXEMBURGO) | LA WEB USA DE MANERA FRAUDULENTA EL NOMBRE Y LOS DATOS DE CONTACTO DE LA ENTIDAD DEBIDAMENTE REGISTRADA BELAIR HOUSE QUALION FINANCE S.A. |
10/07/2019 |
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
QUICK FINANCE / QUICK FINANCIAL GROUP
|
| FCA (REINO UNIDO) | |
12/06/2019 |
|
| FCA (REINO UNIDO) | |
28/03/2018 |
|
| FCA (REINO UNIDO) | |
07/03/2018 |
-
QW LIANORA SWISS CONSULTING SA
|
| SSMA (ESLOVENIA) | |
06/09/2017 |
|
| FCA (REINO UNIDO) | |
09/08/2017 |
-
QUICK QUID / LOAN POINT (CLON)
|
| FCA (REINO UNIDO) | |
03/05/2017 |
-
QUESTRA HOLDINGS / QUESTRA WORLD / ATLANTIC GLOBAL ASSET MANAGEMENT
|
| FSMA (BELGICA) | REITERACION DE LA ADVERTENCIA PUBLICADA EN SEPTIEMBRE DE 2016 SOBRE UN POSIBLE SISTEMA PIRAMIDAL O PONZI. ADVERTENCIAS DE OTROS REGULADORES AL RESPECTO. |
Consultation criteria: By type unauthorised entities, By initial Q.