As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/10/2022
  • REVOEX-CHANGE (CLONE)
A warning PDF of date 05/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A. NI CON LA INSTITUCIÓN DE PAGO BITSTAMP EUROPE S.A.
05/10/2022
  • RAAKOTT / RAAKOTTEXCHANGE (CLONE)
A warning PDF of date 05/10/2022 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A.
05/10/2022
  • REDRAVEN MARKETS
A warning PDF of date 05/10/2022 (new window) FCA (REINO UNIDO) 
21/09/2022
  • RUMFORD CAPITAL MANAGEMENT GROUP
A warning PDF of date 21/09/2022 (new window) FCA (REINO UNIDO) 
14/09/2022
  • RADIX OPTIONS
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
14/09/2022
  • ROICRAFT
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
27/07/2022
  • RENFREW CAPITAL MANAGEMENT (CLONE)
A warning PDF of date 27/07/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD RENFREW CAPITAL LIMITED
13/07/2022
  • ROCHE AND WOLTZ MANAGEMENT GROUP
A warning PDF of date 13/07/2022 (new window) FCA (REINO UNIDO) 
13/07/2022
  • REAL CRYPTO TRADERS INC
A warning PDF of date 13/07/2022 (new window) FCA (REINO UNIDO) 
06/07/2022
  • REDFINSTOCKS
A warning PDF of date 06/07/2022 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial R.