Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 7 out of 35
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
05/05/2021 |
-
ROYAL BANK (EUROPE) S.À R.L. & CIE, S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTIONS
|
| CSSF (LUXEMBURGO) | |
03/05/2023 |
-
ROYAL INVESTMENT CONSORTIUM
|
| CSSF (LUXEMBURGO) | |
07/09/2016 |
-
ROYAL PRIVATE BANK OF LUXEMBOURG
|
| CSSF (LUXEMBURGO) | |
13/07/2016 |
-
RITZCOIN TECHNOLOGIES INC.
|
| CSSF (LUXEMBURGO) | |
31/01/2018 |
|
| CSSF (LUXEMBURGO) | |
05/10/2022 |
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A. NI CON LA INSTITUCIÓN DE PAGO BITSTAMP EUROPE S.A. |
05/10/2022 |
-
RAAKOTT / RAAKOTTEXCHANGE (CLONE)
|
| CSSF (LUXEMBURGO) | NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A. |
20/11/2019 |
|
| CSSF (LUXEMBURGO) | |
29/01/2020 |
|
| CSSF (LUXEMBURGO) | |
21/06/2023 |
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA, QUE USA DIRECCIONES DE CORREO ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@EUROPERAKBK.COM Y NOMBRE.APELLIDO@BKRAKUTENEUROPE-ONLINE.COM , NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA EN LUXEMBURGO RAKUTEN EUROPE BANK S.A. |
Consultation criteria: By type unauthorised entities, By initial R.