As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/07/2009
  • SULLIVAN INVESTMENT GROUP
A warning PDF of date 29/07/2009 (new window) CBFA (BELGICA) 
02/12/2009
  • STANLEY BRIGHTMORE
A warning PDF of date 02/12/2009 (new window) CBFA (BELGICA) 
13/10/2010
  • SWIFTSURE SECURITIES LIMITED
A warning PDF of date 13/10/2010 (new window) CBFA (BELGICA) 
11/11/2009
  • SHIGESUKE
A warning PDF of date 11/11/2009 (new window) CBFA (BELGICA) 
15/12/2010
  • SWISSMONEYREPORT.NET
A warning PDF of date 15/12/2010 (new window) CBFA (BELGICA) 
14/11/2018
  • SOLAR SECURITIES INTERNATIONAL TRANSFER (USA)
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
06/05/2020
  • STOCKGLOBAL (ISLAS MARSHALL)
A warning PDF of date 06/05/2020 (new window) CBI (IRLANDA) 
31/10/2018
  • STAMFORD-MARKET/STAMFORD TRADING TECHNOLOGIES LP (IRLANDA)
A warning PDF of date 31/10/2018 (new window) CBI (IRLANDA) 
28/09/2022
  • SEI INVESTMENTS (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS Y CONTENIDO DE LA PÁGINA WEB DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA, SEI INVESTMENTS.
10/05/2023
  • STARLING CAR INSURANCE
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial S.