As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/04/2024
  • SCALE FINANCES (CLONE)
A warning PDF of date 03/04/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@SCALEFINANCES.COM Y EL CHAT <HTTPS://T.ME/LOANTEAM1/>, HA CLONADO LOS DETALLES DE LA ENTIDAD E&L CREDIT LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
10/01/2024
  • SOCIETE GENERALE (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO CORPORATE@SOCIETEGENERELE.CH, NO GUARDA NINGUNA RELACIÓN CON LA LEGÍTIMA SOCIETE GENERALE, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
08/11/2023
  • SITKA ICAV (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) DIRECCIONES DE CORREO ELECTRÓNICO ACCOUNTS@SITKAICAV.COM , INFO@SITKAICAV.COM Y ACCOUNTS@CORP-SITKA.COM NO GUARDA RELACIÓN CON NINGUNA FIRMA AUTORIZADA POR EL CBI.
21/02/2024
  • STONEBRIDGE LIMITED (CLONE)
A warning PDF of date 21/02/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR LA FCA STONEBRIDGE ASSET FINANCE LIMITED, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
11/04/2018
  • SMITH CAPITAL VENTURES, INC. (USA)
A warning PDF of date 11/04/2018 (new window) CBI (IRLANDA) 
25/10/2023
  • SARA MADEIRA
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
28/04/2021
  • STOCKFX / BAUMONT GROUP LTD
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
07/05/2014
  • STENSLAND PENSJON OG FINANS ANS
A warning PDF of date 07/05/2014 (new window) CNB (REPUBLICA CHECA) 
02/12/2009
  • SUES CONSULTORES Y ASOCIADOS, S.C. (GRUPO SUES)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
03/03/2021
  • SWISS MANAGEMENT CORPORATION LTD
A warning PDF of date 03/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial S.