As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 62 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/03/2023
  • SHLACK CONSULTING LLC
A warning PDF of date 22/03/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
26/09/2018
  • SHINSEI SECURITIES
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
31/10/2012
  • SHINSEI ASSOCIATES
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
23/05/2012
  • SHINSEI ASSOCIATES
A warning PDF of date 23/05/2012 (new window) SFSA (SUECIA) 
24/01/2018
  • SHINHAN DAIWA BROKERAGE
A warning PDF of date 24/01/2018 (new window) AFM (PAISES BAJOS) 
15/01/2020
  • SHINHAN BANK LONDON (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON NINGUNA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN SHINHAN BANK
16/06/2010
  • SHIN FUTURES
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
03/02/2010
  • SHIN FUTURES
A warning PDF of date 03/02/2010 (new window) SFC (HONG KONG) 
21/01/2015
  • SHIMBASHI & PARTNERS
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
11/11/2009
  • SHIGESUKE
A warning PDF of date 11/11/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial S.