As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 63 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2022
  • SHIFT HOLDINGS LIMITED
A warning PDF of date 10/11/2022 (new window) CBI (IRLANDA) 
29/04/2015
  • SHIELDS CORPORATE PARTNERS
A warning PDF of date 29/04/2015 (new window) FCA (REINO UNIDO) 
20/01/2016
  • SHERMAN CONSULTANCY GROUP
A warning PDF of date 20/01/2016 (new window) FCA (REINO UNIDO) 
26/02/2014
  • SHENZHEN COMMODITY EXCHANGE
A warning PDF of date 26/02/2014 (new window) FSAN (NORUEGA) 
22/06/2011
  • SHENGTAI GROUP
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
16/05/2024
  • SHELLINVESTMENTS
A warning PDF of date 16/05/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/06/2016
  • SHELDEN ASSOCIATES
A warning PDF of date 22/06/2016 (new window) SFSA (SUECIA) 
05/02/2014
  • SHEARIN GROUP
A warning PDF of date 05/02/2014 (new window) DFSA (DINAMARCA) 
12/04/2023
  • SHDLAKE LTD
A warning PDF of date 12/04/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/05/2016
  • SHAW, EDWARDS, EMMERSON & KNIGHT LTD LLP (SEEK LTD. LLC/LLP)
A warning PDF of date 11/05/2016 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial S.