As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 80 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2007
  • SCANDINAVIAN BROKERS HOUSE S.R.O.
A warning PDF of date 18/07/2007 (new window) FSAN (NORUEGA) 
18/07/2007
  • SUMMIT CAPITAL MANAGEMENT
A warning PDF of date 18/07/2007 (new window) FSAN (NORUEGA) 
09/05/2007
  • SIGNATURE CONSULTING. LTD.
A warning PDF of date 09/05/2007 (new window) SFSA (SUECIA) 
14/03/2007
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
A warning PDF of date 14/03/2007 (new window) SSMA (ESLOVENIA) 
31/01/2007
  • SOUTH WEST BANK
A warning PDF of date 31/01/2007 (new window) FSC (ISLA DE MAN) 
27/12/2006
  • SIRIUS HOLDING
A warning PDF of date 27/12/2006 (new window) DFSA (DINAMARCA) 
20/12/2006
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • STANDARD CHATTERED BANK
A warning PDF of date 20/12/2006 (new window) JFSC (JERSEY) 
20/12/2006
  • SIRIUS FINANCIAL
A warning PDF of date 20/12/2006 (new window) FMA (AUSTRIA) 
22/11/2006
  • SILICON VALLEY FINANCIAL INCORPORATED
A warning PDF of date 22/11/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial S.