As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 81 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/02/2024
  • STONEBRIDGE LIMITED (CLONE)
A warning PDF of date 21/02/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR LA FCA STONEBRIDGE ASSET FINANCE LIMITED, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
14/11/2018
  • SOLAR SECURITIES INTERNATIONAL TRANSFER (USA)
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
10/11/2022
  • SHIFT HOLDINGS LIMITED
A warning PDF of date 10/11/2022 (new window) CBI (IRLANDA) 
28/09/2022
  • SEI INVESTMENTS (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS Y CONTENIDO DE LA PÁGINA WEB DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA, SEI INVESTMENTS.
31/10/2018
  • STAMFORD-MARKET/STAMFORD TRADING TECHNOLOGIES LP (IRLANDA)
A warning PDF of date 31/10/2018 (new window) CBI (IRLANDA) 
10/05/2023
  • STARLING CAR INSURANCE
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
08/11/2023
  • SITKA ICAV (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) DIRECCIONES DE CORREO ELECTRÓNICO ACCOUNTS@SITKAICAV.COM , INFO@SITKAICAV.COM Y ACCOUNTS@CORP-SITKA.COM NO GUARDA RELACIÓN CON NINGUNA FIRMA AUTORIZADA POR EL CBI.
06/05/2020
  • STOCKGLOBAL (ISLAS MARSHALL)
A warning PDF of date 06/05/2020 (new window) CBI (IRLANDA) 
03/04/2024
  • SHARK LENDERS (CLONE)
A warning PDF of date 03/04/2024 (new window) CBI (IRLANDA) 
19/05/2021
  • STATE STREET LIQUIDITY (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN STATE STREET LIQUIDITY PLC.

Consultation criteria: By type unauthorised entities, By initial S.