Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1 out of 72
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
15/01/2025 |
-
TRUSTREVISION MANAGEMENT LTD
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
-
THE CENTURY GOLD/THECENTURYGOLD
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
-
TOPRPTRADES H.O.D.N. MINETRAINVESTO
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
-
THE PLATFORM GROUP H.O.D.N. NEWEX
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
|
| AFM (PAISES BAJOS) | |
15/01/2025 |
|
| FMA (AUSTRIA) | |
18/12/2024 |
|
| CONSOB (ITALIA) | LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS |
18/12/2024 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA CLONADO DATOS DE LA ENTIDAD AUTORIZADA POR EL CBI AVA TRADE EU LIMITED (C53877), CON QUIEN NO GUARDA RELACIÓN |
11/12/2024 |
-
TRADEWEB EXECUTION SERVICES B.V. (CLONE)
|
| AFM (PAISES BAJOS) | LA AFM ADVIERTE QUE VARIAS PÁGINAS WEB ESTÁN USANDO EL NOMBRE DE LA ENTIDAD AUTORIZADA POR LA AFM TRADEWEB EXECUTION SERVICES B.V. DE UN MODO FRAUDULENTO Y SIN TENER RELACIÓN CON DICHA ENTIDAD |
Consultation criteria: By type unauthorised entities, By initial T.