As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 644
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2009
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
21/04/2010
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 21/04/2010 (new window) CBFA (BELGICA) 
12/05/2003
  • WEST SHORE VENTURES LIMITED
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
24/05/2002
  • WEST SHORE VENTURES LIMITED
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
02/01/2014
  • WESTBERG EQUITY RESEARCH CORP (WERC)
  • WWW.WERC-ADVISORY.COM
  • WWW.WESTBERGCORP.COM
A warning PDF of date 02/01/2014 (new window) FCA (REINO UNIDO) 
04/05/2011
  • WESTBOROUGH LLC
  • WWW.WESTBOROUGHLLC.COM
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
19/10/2011
  • WESTBROOK ACQUISITION AUTHORITY
A warning PDF of date 19/10/2011 (new window) FSA (REINO UNIDO) 
07/12/2016
  • WESTBURN FINANCE (CLON)
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
15/10/2008
  • WESTCOMB CAPITAL MANAGEMENT
A warning PDF of date 15/10/2008 (new window) IFSRA (IRLANDA) 
19/12/2018
  • WESTERMAN CONSULTANCY LTD
  • WWW.WESTERMANCONSULTANCY.COM
A warning PDF of date 19/12/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.