As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 615 out of 644
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/03/2023
  • WINTRADE X
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
23/03/2016
  • WINTON FUND MANAGERS (CLON)
A warning PDF of date 23/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
10/01/2024
  • WINTON FUND MANAGEMENT IRELAND DAC (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI WINTON FUND MANAGEMENT IRELAND DAC CB100183057, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
20/01/2016
  • WINTON (CLON)
  • WINTON-INVESTMENTS.CO.UK
A warning PDF of date 20/01/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
14/12/2011
  • WINTERTHUR FUND MANAGEMENT
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON ENTIDADES DEL GRUPO AXA
22/09/2004
  • WINTER CAPITAL INTERNATIONAL LLC
A warning PDF of date 22/09/2004 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • WINTER CAPITAL INTERNATIONAL LLC
A warning PDF of date 18/08/2004 (new window) FSC (ISLA DE MAN) 
20/05/2009
  • WINSLOW TRADE
  • WWW.WINSLOWESCROW.COM
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
30/09/2020
  • WINNGROUP
  • WWW.WINNGROUPLTD.COM
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
10/11/2022
  • WINNEXCONSULTING.COM
A warning PDF of date 10/11/2022 (new window) CYSEC (CHIPRE) 

Consultation criteria: By type unauthorised entities, By initial W.