As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 642
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2022
  • WAILEY BANK
A warning PDF of date 26/10/2022 (new window) FCA (REINO UNIDO) 
15/02/2017
  • WAINSCOTT CONSULTING GROUP
  • WWW.WAINSCOTTCONSULTING.COM
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
07/11/2018
  • WAINWRIGHT MARKS MANAGEMENT
  • WWW.WAINWRIGHTMARKS.COM
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/12/2018
  • WAINWRIGHT MARKS MANAGEMENT
  • WWW.WAINWRIGHTMARKS.COM
A warning PDF of date 05/12/2018 (new window) AFM (PAISES BAJOS) 
25/09/2013
  • WAINWRIGHT WEALTH MANAGEMENT
  • WWW.WAINWRIGHTCORPORATE.COM
  • WWW.WAINWRIGHTFINANCE.COM
A warning PDF of date 25/09/2013 (new window) FCA (REINO UNIDO) 
14/08/2013
  • WAINWRIGHT WEALTH MANAGEMENT / WAINWRIGHT FINANCE
  • WWW.WAINWRIGHTFINANCE.COM
A warning PDF of date 14/08/2013 (new window) FCA (REINO UNIDO) 
28/09/2022
  • WAKAM / WAKAM ASSURANCES / WAKAM INSURANCES (CLONE)
  • WWW.WAKAM.IE (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE Y LA DIRECCIÓN DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA
21/01/2015
  • WAKAMY LIBMAN AND ASSOCIATES
  • WWW.WAKAMYLIBMAN.COM
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
03/01/2007
  • WAKEFIELD & STERN CORPORATION
  • WWW.WAKEFIELDSTERN.CH
A warning PDF of date 03/01/2007 (new window) JFSC (JERSEY) 
14/01/2009
  • WAKEFIELD LIBERMAN
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.