As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2022
  • WWW.ALPHAPAT-S.COM (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)SE ADVIERTE DEL USO INDEBIDO DEL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, ALPHA PATRIMOINE S.A.
02/06/2021
  • WWW.ALPHAONECM.COM
A warning PDF of date 02/06/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALPHAONE CAPITAL MANAGEMENT S.À R.L.
06/09/2023
  • WWW.ALPHALUXSE.COM
A warning PDF of date 06/09/2023 (new window) FCA (REINO UNIDO) 
13/07/2022
  • WWW.ALPHAFXPRIME.COM
A warning PDF of date 13/07/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/03/2022
  • WWW.ALPHAFX24.COM
A warning PDF of date 16/03/2022 (new window) AFM (PAISES BAJOS) 
11/04/2012
  • WWW.ALPHAFUNDMANAGEMENT.COM
A warning PDF of date 11/04/2012 (new window) FSA (REINO UNIDO) 
16/12/2009
  • WWW.ALPHAFINANCEUK.COM
A warning PDF of date 16/12/2009 (new window) HCMC (GRECIA)ENTIDAD NO RELACIONADA CON LA ENTIDAD REGULADA ALPHA FINANCE INVESTMENT SERVICES, SA
19/07/2017
  • WWW.ALPHACONSULTINGUK.COM
A warning PDF of date 19/07/2017 (new window) FCA (REINO UNIDO) 
19/09/2012
  • WWW.ALPHACONSULTANTSLTD.COM
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
05/08/2015
  • WWW.ALPHACAPLTD.COM
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial W.