As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 626 out of 643
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2004
  • WESTMINSTER EXPRESS BANK (ISLE OF MAN) LIMITED
  • WWW.WESTMINSTEREXPRESS.COM
A warning PDF of date 10/11/2004 (new window) FSC (ISLA DE MAN) 
10/11/2004
  • WESTMINSTER EXPRESS BANK
  • WWW.WESTMINSTEREXPRESS.COM
A warning PDF of date 10/11/2004 (new window) FSC (ISLA DE MAN) 
12/05/2021
  • WESTMARK
  • WWW.WESTMARK.COM
A warning PDF of date 12/05/2021 (new window) FSMA (BELGICA) 
26/05/2010
  • WESTLINE M&A
  • WWW.WESTLINEMA.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
04/01/2012
  • WESTIN INTERNATIONAL INC
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
03/04/2013
  • WESTHILL PARTNERS INC. (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 
13/07/2016
  • WESTGATE CONSULTING GROUP
  • WWW.WESTGATECONSULTINGGRP.COM
A warning PDF of date 13/07/2016 (new window) FCA (REINO UNIDO) 
19/03/2008
  • WESTGATE CAPITAL MANAGEMENT
  • WWW.WESTGATECM.COM
A warning PDF of date 19/03/2008 (new window) JFSC (JERSEY) 
26/10/2011
  • WESTGATE & GREENE ASSOCIATES
  • WWW.WESTGATEGREENE.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • WESTERN ROYAL
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.